Notes on Complex Analysis
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§8.1 Gaussian Curvature of a Surface

8.1 Gaussian Curvature of a Surface

We will give a brief introduction to the curvature of a surface for heuristic intuition.

Suppose 𝑈⊆ℝ2 is a region, and let (𝑢,𝑣)∈𝑈. Consider a surface parameterized via

𝐫⃗(𝑢,𝑣)=(𝑥(𝑢,𝑣),𝑦(𝑢,𝑣),𝑧(𝑢,𝑣))∈ℝ3,

where 𝑥,𝑦,𝑧∈𝐶2(𝑈). If 𝐫⃗𝑢′×𝐫⃗𝑣′ never vanishes for (𝑢,𝑣)∈𝑈, then 𝐫⃗(𝑈) defines a smooth surface Σ. For a fixed (𝑢,𝑣)∈𝑈, the vectors 𝐫⃗𝑢′ and 𝐫⃗𝑣′ form the basis of the tangent space (a plane) of Σ at 𝑃=𝐫⃗(𝑢,𝑣), denoted by 𝑇𝑃Σ=span(𝐫⃗𝑢′(𝑃),𝐫⃗𝑣′(𝑃)).

The square of the length of the vector infinitesimal d𝐫⃗=𝐫⃗𝑢′d𝑢+𝐫⃗𝑣′d𝑣, or

I=d𝑠2=𝐸d𝑢2+2𝐹d𝑢d𝑣+𝐺d𝑣2,(8.1.1)

is known as the first fundamental form of Σ, where 𝐸=𝐫⃗𝑢′⋅𝐫⃗𝑢′, 𝐹=𝐫⃗𝑢′⋅𝐫⃗𝑣′, and 𝐺=𝐫⃗𝑣′⋅𝐫⃗𝑣′.

Let 𝑄=𝐫⃗(𝑢+Δ𝑢,𝑣+Δ𝑣) be near 𝑃. It follows that 𝑃𝑄⃗=𝐫⃗(𝑢+Δ𝑢,𝑣+Δ𝑣)−𝐫⃗(𝑢,𝑣). The distance between 𝑄 and 𝑇𝑃Σ is 𝑃𝑄⃗⋅𝐧̂, where 𝐧̂=𝐫⃗𝑢′×𝐫⃗𝑣′‖𝐫⃗𝑢′×𝐫⃗𝑣′‖. By application of the multivariate Taylor’s Theorem, we have

𝑃𝑄⃗=𝐫⃗𝑢′Δ𝑢+𝐫⃗𝑣′Δ𝑣+12(𝐫⃗𝑢𝑢″Δ𝑢2+2𝐫⃗𝑢𝑣″Δ𝑢Δ𝑣+𝐫⃗𝑣𝑣″Δ𝑣2)+𝒪︀(Δ𝑢3+Δ𝑣3),

and therefore,

𝑃𝑄⃗⋅𝐧̂=12(𝐫⃗𝑢𝑢″⋅𝐧̂Δ𝑢2+2𝐫⃗𝑢𝑣″⋅𝐧̂Δ𝑢Δ𝑣+𝐫⃗𝑣𝑣″⋅𝐧̂Δ𝑣2)+𝒪︀(Δ𝑢3+Δ𝑣3),

where the first two linear terms vanished by properties of the scalar triple product. Omitting the higher order terms and the coefficient, the second fundamental form of Σ is defined as

II=𝐿d𝑢2+2𝑀d𝑢d𝑣+𝑁d𝑣2,(8.1.2)

where 𝐿=𝐫⃗𝑢𝑢″⋅𝐧̂, 𝑀=𝐫⃗𝑢𝑣″⋅𝐧̂, and 𝑁=𝐫⃗𝑣𝑣″⋅𝐧̂. Since 𝐫⃗𝑢′⋅𝐧̂=0 and 𝐫⃗𝑣′⋅𝐧̂=0, by differentiation, we have

𝐫⃗𝑢𝑢″⋅𝐧̂+𝐫⃗𝑢′⋅𝐧̂𝑢′=0,𝐫⃗𝑢𝑣″⋅𝐧̂+𝐫⃗𝑢′⋅𝐧̂𝑣′=0,𝐫⃗𝑢𝑣″⋅𝐧̂+𝐫⃗𝑣′⋅𝐧̂𝑢′=0,𝐫⃗𝑣𝑣″⋅𝐧̂+𝐫⃗𝑣′⋅𝐧̂𝑣′=0.

It follows that 𝐿=−𝐫⃗𝑢′⋅𝐧̂𝑢′, 𝑀=−𝐫⃗𝑢′⋅𝐧̂𝑣′=−𝐫⃗𝑣′⋅𝐧̂𝑢′, and 𝑁=−𝐫⃗𝑣′⋅𝐧̂𝑣′. Because d𝐧̂=𝐧̂𝑢′d𝑢+𝐧̂𝑣′d𝑣,

II=−d𝐫⃗⋅d𝐧̂.
Figure 8.1: 𝑄 has a greater heuristic distance to 𝑇𝑃Σ for a more curved surface.

The second fundamental form, in a rough sense, measures the curvature of the surface Σ at 𝑃 (refer to Figure 8.1Figure 8.1Figure 8.1). Both the first and second fundamental forms are geometric invariants; they are independent of the parameterization 𝐫⃗ of Σ. The first fundamental form is also referred to as the intrinsic metric (we will not delve into the metric tensor here) of Σ, and the second fundamental form is an extrinsic property of Σ as it is invariant up to the orientation of the surface (consequent direction of the normal vector).

Let 𝛾⊂Σ be a curve parameterized by arc length, 𝐫⃗(𝑠)=𝐫⃗(𝑢(𝑠),𝑣(𝑠)). Then the unit tangent vector at 𝑃=𝐫⃗(𝑠) is

𝐓⃗(𝑠)=d𝐫⃗d𝑠=𝐫⃗𝑢′d𝑢d𝑠+𝐫⃗𝑣′d𝑣d𝑠.

Consequently,

𝐓⃗′(𝑠)=𝐫⃗𝑢𝑢″(d𝑢d𝑠)2+2𝐫⃗𝑢𝑣″(d𝑢d𝑠)(d𝑣d𝑠)+𝐫⃗𝑣𝑣″(d𝑣d𝑠)2+𝐫⃗𝑢′d2𝑢d𝑠2+𝐫⃗𝑣′d2𝑣d𝑠2,

where the last two terms are in 𝑇𝑃Σ. Because ‖𝐓⃗(𝑠)‖=1 for all 𝑠 by the arc-length parameterization, we have

0=d‖𝐓⃗(𝑠)‖2d𝑠=d𝐓⃗(𝑠)⋅𝐓⃗(𝑠)d𝑠=2𝐓⃗(𝑠)⋅𝐓⃗′(𝑠).

Hence, 𝐓⃗(𝑠) and 𝐓⃗′(𝑠) are orthogonal and 𝐓⃗′(𝑠) is a normal to the curve 𝛾. Let 𝐧̂=𝐫⃗𝑢′×𝐫⃗𝑣′‖𝐫⃗𝑢′×𝐫⃗𝑣′‖ be the unit normal to Σ at 𝑃. The normal curvature of 𝛾 at 𝑃 in Σ is defined as

𝜅𝑛=𝐓⃗′(𝑠)⋅𝐧̂=[𝐫⃗𝑢𝑢″(d𝑢d𝑠)2+2𝐫⃗𝑢𝑣″(d𝑢d𝑠)(d𝑣d𝑠)+𝐫⃗𝑣𝑣″(d𝑣d𝑠)2]⋅𝐧̂.

The quotient

𝜅𝑛=III=𝐿d𝑢2+2𝑀d𝑢d𝑣+𝑁d𝑣2𝐸d𝑢2+2𝐹d𝑢d𝑣+𝐺d𝑣2,

varies depending on the curve traversing Σ (and ultimately, depending on the direction induced by d𝑢 and d𝑣). On 𝛾, the two representations are equivalent since I=d𝑠2. The maximum and minimum values of 𝜅𝑛 are known as the principal curvatures 𝜅1 and 𝜅2 of Σ at 𝑃, achieved along the principal directions of the (unit) tangent vectors at 𝑃.

The mean curvature of Σ at 𝑃 is defined to be 𝐻=𝜅1+𝜅22. Let 𝑟1,𝑟2 be the radii of curvature corresponding to 𝜅1 and 𝜅2. The product of the two principal curvatures is known as the Gaussian curvature of Σ at 𝑃, denoted by 𝐾=𝜅1𝜅2. We will now heuristically derive the explicit formulas for 𝐻 and 𝐾 in terms of 𝐸,𝐹,𝐺,𝐿,𝑀,𝑁.

Suppose 𝑝∈Σ. Adopt the matrix notation of 𝐈, 𝐈𝐈 as in

𝐈=(𝐸𝐹𝐹𝐺),𝐈𝐈=(𝐿𝑀𝑀𝑁),

to reduce to the optimization problem of

𝜅𝑛=𝐯⃗⊤𝐈𝐈𝐯⃗𝐯⃗⊤𝐈𝐯⃗,𝐯⃗∈𝑇𝑝Σ.

We may restrict 𝐯⃗=(𝑣1,𝑣2) so that the denominator is always 1, aiming to optimize the numerator. By the method of Lagrange multipliers, we write

ℒ︀(𝐯⃗,𝜆)=𝐯⃗⊤𝐈𝐈𝐯⃗−𝜆(𝐯⃗⊤𝐈𝐯⃗−1).

The equation 𝛁ℒ︀=𝟎 for 𝛁=(𝜕𝜕𝑣1,𝜕𝜕𝑣2,𝜕𝜕𝜆) can then be decomposed into (where 𝐯⃗=(𝑣1,𝑣2)):

2𝐿𝑣1+2𝑀𝑣2−𝜆(2𝐸𝑣1+2𝐹𝑣2)=0,2𝑀𝑣1+2𝑁𝑣2−𝜆(2𝐹𝑣1+2𝐺𝑣2)=0,(𝐯⃗⊤𝐈𝐯⃗=1).

The first two equations can be written as

(𝐿−𝜆𝐸𝑀−𝜆𝐹𝑀−𝜆𝐹𝑁−𝜆𝐺)𝐯⃗=𝟎.(8.1.3)

Let the matrix on the left be denoted by 𝐌. In order for non-trivial (𝐯≠𝟎) to exist, we must have det𝐌=0. That is,

(𝐿−𝜆𝐸)(𝑁−𝜆𝐺)−(𝑀−𝜆𝐹)2=𝜆2(𝐸𝐺−𝐹2)+𝜆(2𝑀𝐹−𝐸𝑁−𝐺𝐿)+𝐿𝑁−𝑀2=0.

This is a quadratic giving two solutions for 𝜆. From

𝛁(𝐯⃗⊤𝐈𝐈𝐯⃗)=𝜆𝛁(𝐯⃗⊤𝐈𝐯⃗)

it is apparent that the roots 𝜆1,𝜆2∈ℝ. Moreover, from (8.1.3)(8.1.3)(8.1.3) we have

𝐈𝐈𝐯⃗=𝜆𝐈𝐯⃗⟹𝜆=𝐯⃗⊤𝐈𝐈𝐯⃗𝐯⃗⊤𝐈𝐯⃗.

Hence, the two roots 𝜆1,𝜆2 are precisely the principal curvatures. Vieta’s formulas give that

𝐾=𝜆1𝜆2=𝐿𝑁−𝑀2𝐸𝐺−𝐹2,𝐻=𝐸𝑁+𝐺𝐿−2𝑀𝐹2𝐸𝐺−2𝐹2.

Now, assume a parameterization of Σ by 𝐫⃗(𝑢,𝑣) (thrice continuously differentiable) such that

I(𝑢,𝑣)=𝜌2d𝑢2+𝜌2d𝑣2=𝜌2(d𝑢2+d𝑣2)

(which we will later formalize as a conformal metric). Then there is an alternate representation of the Gaussian curvature in terms of 𝜌.

By definition, 𝐸≡𝐺≡𝜌2 while 𝐹≡0. Moreover,

𝐿𝑁=(𝐫⃗𝑢𝑢″⋅𝐫⃗𝑢′×𝐫⃗𝑣′‖𝐫⃗𝑢′×𝐫⃗𝑣′‖)(𝐫⃗𝑣𝑣″⋅𝐫⃗𝑢′×𝐫⃗𝑣′‖𝐫⃗𝑢′×𝐫⃗𝑣′‖)=det(𝐫⃗𝑢𝑢″𝐫⃗𝑢′𝐫⃗𝑣′)det(𝐫⃗𝑣𝑣″𝐫⃗𝑢′𝐫⃗𝑣′)‖𝐫⃗𝑢′‖2‖𝐫⃗𝑣′‖2−(𝐫⃗𝑢′⋅𝐫⃗𝑣′)2=det(𝐫⃗𝑢𝑢″𝐫⃗𝑢′𝐫⃗𝑣′)det(𝐫⃗𝑣𝑣″𝐫⃗𝑢′𝐫⃗𝑣′)𝐸𝐺−𝐹2=1𝜌4det(𝐫⃗𝑣𝑣″⋅𝐫⃗𝑢𝑢″𝐫⃗𝑣𝑣″⋅𝐫⃗𝑢′𝐫⃗𝑣𝑣″⋅𝐫⃗𝑣′𝐫⃗𝑢′⋅𝐫⃗𝑢𝑢″𝐫⃗𝑢′⋅𝐫⃗𝑢′𝐫⃗𝑢′⋅𝐫⃗𝑣′𝐫⃗𝑣′⋅𝐫⃗𝑢𝑢″𝐫⃗𝑣′⋅𝐫⃗𝑢′𝐫⃗𝑣′⋅𝐫⃗𝑣′).

Similarly,

𝑀2=1𝜌4det(𝐫⃗𝑢𝑣″⋅𝐫⃗𝑢𝑣″𝜌𝜌𝑣′𝜌𝜌𝑢′𝜌𝜌𝑣′𝜌20𝜌𝜌𝑢′0𝜌2)=1𝜌4[𝐫⃗𝑢𝑣″⋅𝐫⃗𝑢𝑣″𝜌4−𝜌4(𝜌𝑣′)2−𝜌4(𝜌𝑢′)2]=𝐫⃗𝑢𝑣″⋅𝐫⃗𝑢𝑣″−(𝜌𝑣′)2−(𝜌𝑢′)2.

By differentiation of the equations

𝐫⃗𝑢′⋅𝐫⃗𝑣′≡𝐹≡0,𝐫⃗𝑢′⋅𝐫⃗𝑢′≡𝐸≡𝐺≡𝐫⃗𝑣′⋅𝐫⃗𝑣′≡𝜌2,

we have

𝐫⃗𝑢𝑢″⋅𝐫⃗𝑣′+𝐫⃗𝑢′⋅𝐫⃗𝑢𝑣″≡0,𝐫⃗𝑢𝑣″⋅𝐫⃗𝑣′+𝐫⃗𝑢′⋅𝐫⃗𝑣𝑣″≡0,(8.1.4)

and

2𝐫⃗𝑢𝑢″⋅𝐫⃗𝑢′≡2𝜌𝜌𝑢′≡2𝐫⃗𝑢𝑣″⋅𝐫⃗𝑣′,2𝐫⃗𝑢𝑣″⋅𝐫⃗𝑢′≡2𝜌𝜌𝑣′≡2𝐫⃗𝑣𝑣″⋅𝐫⃗𝑣′.(8.1.5)

Substituting (8.1.5)(8.1.5)(8.1.5) into (8.1.4)(8.1.4)(8.1.4) then gives

𝐫⃗𝑢𝑢″⋅𝐫⃗𝑣′=−𝜌𝜌𝑣′,(𝐫⃗𝑣𝑣″⋅𝐫⃗𝑢′=−𝜌𝜌𝑢′).

Differentiating these give

𝐫⃗𝑢𝑢𝑣‴⋅𝐫⃗𝑣′+𝐫⃗𝑢𝑢″⋅𝐫⃗𝑣𝑣=−(𝜌𝑣′)2−𝜌𝜌𝑣𝑣″,(𝐫⃗𝑣𝑣𝑢‴⋅𝐫⃗𝑢′+𝐫⃗𝑣𝑣″⋅𝐫⃗𝑢𝑢=−(𝜌𝑢′)2−𝜌𝜌𝑢𝑢″).

Differentiating the inner two expressions of (8.1.5)(8.1.5)(8.1.5), we have

𝐫⃗𝑢𝑢𝑣‴⋅𝐫⃗𝑣′+𝐫⃗𝑢𝑣″⋅𝐫⃗𝑢𝑣=(𝜌𝑢′)2+𝜌𝜌𝑢𝑢″,(𝐫⃗𝑣𝑣𝑢‴⋅𝐫⃗𝑢′+𝐫⃗𝑢𝑣″⋅𝐫⃗𝑢𝑣=(𝜌𝑣′)2+𝜌𝜌𝑣𝑣″).

It follows that

𝐫⃗𝑢𝑣″⋅𝐫⃗𝑢𝑣−𝐫⃗𝑢𝑢″⋅𝐫⃗𝑣𝑣″=(𝜌𝑢′)2+(𝜌𝑣′)2+𝜌∇2𝜌,

where ∇2 here is 𝜕2/𝜕𝑢2+𝜕2/𝜕𝑣2. Then

𝐿𝑁=1𝜌4det(𝐫⃗𝑣𝑣″⋅𝐫⃗𝑢𝑢″−𝜌𝜌𝑢′𝜌𝜌𝑣′𝜌𝜌𝑢′𝜌20−𝜌𝜌𝑣′0𝜌2)=1𝜌4[𝐫⃗𝑣𝑣″⋅𝐫⃗𝑢𝑢″𝜌4+𝜌4(𝜌𝑢′)2+𝜌4(𝜌𝑣′)2]=𝐫⃗𝑣𝑣″⋅𝐫⃗𝑢𝑢″+(𝜌𝑢′)2+(𝜌𝑣′)2,

and

𝑀2=1𝜌4det(𝐫⃗𝑢𝑣″⋅𝐫⃗𝑢𝑣″𝜌𝜌𝑣′𝜌𝜌𝑢′𝜌𝜌𝑣′𝜌20𝜌𝜌𝑢′0𝜌2)=1𝜌4[𝐫⃗𝑢𝑣″⋅𝐫⃗𝑢𝑣″𝜌4−𝜌4(𝜌𝑣′)2−𝜌4(𝜌𝑢′)2]=𝐫⃗𝑢𝑣″⋅𝐫⃗𝑢𝑣″−(𝜌𝑣′)2−(𝜌𝑢′)2.

Combining the two expressions, we have

𝐾=𝐿𝑁−𝑀2𝐸𝐺−𝐹2=𝐫⃗𝑣𝑣″⋅𝐫⃗𝑢𝑢″+2(𝜌𝑢′)2+2(𝜌𝑣′)2−𝐫⃗𝑢𝑣″⋅𝐫⃗𝑢𝑣″𝜌4=(𝜌𝑢′)2+(𝜌𝑣′)2−𝜌∇2𝜌𝜌4=−1𝜌2∇2(log𝜌).(8.1.6)

To understand the motivation for which d𝑠2 is said to be conformal, consider two curves in the 𝑢𝑣-plane, parameterized by 𝜸1(𝑡)=(𝑢1(𝑡),𝑣1(𝑡)) and 𝜸2(𝑡)=(𝑢2(𝑡),𝑣2(𝑡)) such that 𝜸1(0)=𝜸2(0)=𝐰0=(𝑢0,𝑣0). Their images via 𝐫 are 𝛂1(𝑡)=𝐫∘𝜸1(𝑡) and 𝛂2(𝑡)=𝐫∘𝜸2(𝑡) so that they intersect at some point 𝑃∈Σ. Let 𝜸1′(0)=𝐯1=𝑎𝐞𝑢+𝑏𝐞𝑣 and 𝜸2′(0)=𝐯2=𝑐𝐞𝑢+𝑑𝐞𝑣 be two tangent vectors. Then the corresponding vectors in 𝑇𝑃Σ are

d𝐫𝐰0(𝐯1)=𝑎d𝐫𝐰0(𝐞𝑢)+𝑏d𝐫𝐰0(𝐞𝑣)

and

d𝐫𝐰0(𝐯2)=𝑐d𝐫𝐰0(𝐞𝑢)+𝑑d𝐫𝐰0(𝐞𝑣).

Since1 𝐞𝑢=𝜕𝜕𝑢, 𝐞𝑣=𝜕𝜕𝑣 and d𝐫𝐰0(𝜕𝜕𝑢)=𝜕𝐫𝜕𝑢|𝐰0, d𝐫𝐰0(𝜕𝜕𝑣)=𝜕𝐫𝜕𝑣|𝐰0. Then

d𝐫𝐰0(𝐯1)=𝑎𝐫𝑢′(𝐰0)+𝑏𝐫𝑣′(𝐰0),d𝐫𝐰0(𝐯2)=𝑐𝐫𝑢′(𝐰0)+𝑑𝐫𝑣′(𝐰0).

The angle 𝜃𝑢𝑣 between 𝐯1 and 𝐯2 on the 𝑢𝑣-plane satisfies

cos𝜃𝑢𝑣=𝐯1⋅𝐯2‖𝐯1‖‖𝐯2‖=𝑎𝑐+𝑏𝑑𝑎2+𝑏2𝑐2+𝑑2,

while the angle 𝜃Σ between the two tangent vectors in 𝑇𝑃Σ satisfies

cos𝜃Σ=(𝑎𝐫𝑢′+𝑏𝐫𝑣′)⋅(𝑐𝐫𝑢′+𝑑𝐫𝑣′)‖𝑎𝐫𝑢′+𝑏𝐫𝑣′‖‖𝑐𝐫𝑢′+𝑑𝐫𝑣′‖|𝐰0=𝜌2(𝑎𝑐+𝑏𝑑)𝑎2𝜌2+𝑏2𝜌2𝑐2𝜌2+𝑑2𝜌2|𝐰0=cos𝜃𝑢𝑣.
  1. 1In more modern formulations of differential geometry, differentials (known as pushforwards) are functions mapping tangent vectors to tangent vectors. The notion came from the realization that “changes” of functions are best described in terms of a direction of change. Then basis vectors themselves became partial derivative operators two give the second set of equalities, which is a consequence of the more abstract notion of “duality.” For the remaining sections, this structural viewpoint is not considered.